Government · Business · Investing

FINRA Unscripted

by FINRA

FINRA Unscripted is the voice of the nation’s largest non-government securities regulator. We bring together FINRA leaders to discuss existing and emerging regulatory topics that impact the broker-dealer industry. We share best practices for compliance officers, insights into the operations of a 3,500 person self-regulated organization and educational tools and information for investors. Every investor in America relies on one thing: fair financial markets. That is what FINRA works every day to ensure.

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Episodes

FINRA Unscripted examines how artificial intelligence is enabling new forms of investment fraud, featuring Christine Kieffer (SVP of Investor Education at FINRA) and Mayur Patel (Director of Financial Crimes Intelligence). The episode explores emerging AI-powered fraud tactics including deepfakes, voice cloning, and…

Worth it if you're an investor or work in compliance and want a FINRA-backed primer on emerging AI fraud tactics and where to find official defense resources.

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